Securitas handles diverse financial and corporate matters for clients. Examples include:

  • Documenting diverse mezzanine investments for a small business investment company (SBIC), including investments in consumer products, manufacturing, health, and business services.
  • Conducting multiple private securities offerings for restauranteur executing multiple culinary concepts.
  • Assisting a corporate transaction consultant comply with complicated broker-dealer laws and regulation.
  • Drafting private placement memoranda for telecommunications and oil & gas investments.
  • Assisting businesses that are targets of securities and banking regulatory investigations.
  • Representing individual investors who are victims of investment advisor and broker-dealer malfeasance and incompetence.
  • Advocating for founding investors who are being pushed out of their company by later round investors.
  • Assisting with separation of service from companies in which employees have ownership and stock options.
  • Filing investor and insured complaints, including whistleblower complaints.
  • Developing "impact investments" for mission-driven social enterprises.

News Stories:

Kansas man fighting release of emails to state

Whistleblower cases may jump with new SEC rules' big bounties

Media coverage of Marc while Kansas Securities Commissioner:

Opinion:

New law allowing 'crowdfunding' could be scary

Recommendations

  • Jonathan Mayers, Chief Counsel, BlockFi

    Marc is a meticulous and diligent lawyer with keen insights and a deep understanding of Kansas state law and regulation, his professionalism and responsiveness are noteworthy. It's was truly a pleasure to work with Marc. I was lucky to be recommended to him. Read On

  • Shane Parr, Private Equity Executive, TBP Investments, L.L.C.

    Marc helped us sell MAC Equipment, Inc. to Clyde Process Solutions, a company that traded on the AIM stock exchange in Europe. The deal was a complex merger transaction and Marc did a tremendous job working with us to get that deal completed. I highly recommend Marc as he is a very competent atto... Read On

  • Dan Johnson, Project Manager, Children's Hospital Association

    Marc helped me with the purchase of a business through consultation services and the writing of a letter of intent. He is very knowledgeable and was instrumental in making the process a success. I had a deadline to meet and Marc worked outside of normal business hours. His diligent work in the tr... Read On