Securitas handles diverse financial and corporate matters for clients. Examples include:

  • Documenting diverse mezzanine investments for a small business investment company (SBIC), including investments in consumer products, manufacturing, health, and business services.
  • Conducting multiple private securities offerings for restauranteur executing multiple culinary concepts.
  • Assisting a corporate transaction consultant comply with complicated broker-dealer laws and regulation.
  • Drafting private placement memoranda for telecommunications and oil & gas investments.
  • Assisting businesses that are targets of securities and banking regulatory investigations.
  • Representing individual investors who are victims of investment advisor and broker-dealer malfeasance and incompetence.
  • Advocating for founding investors who are being pushed out of their company by later round investors.
  • Assisting with separation of service from companies in which employees have ownership and stock options.
  • Filing investor and insured complaints, including whistleblower complaints.
  • Developing "impact investments" for mission-driven social enterprises.

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